Person Root Tag

Managers are asking the SEC to relax constraints it imposed on the funds as they become the fastest growing products for investing in equities.

Board executives say the value of the CFP designation has grown. They also nod to more potential changes in the conduct standards.

Chairman Jay Clayton says the regulator is drafting a rule proposal to harmonize standards for brokers and advisors.

The world’s largest asset manager is investing in technology in part to diversify revenue as investor money flows into passive.

Last year, the Democratic senator argued successfully for the termination of Sloan's predecessor as chief executive, John Stumpf.

Nearly two-thirds of future and recent retirees are worried there will be cuts to the program under the Trump administration. And an even greater percentage think that it needs to change.

For some clients, the amount of income that would fall into the zero tax bracket will increase by 3%, a far cry from the doubling that's been ballyhooed.

The certification tells clients you have their best interests at heart. After that, is the name of the school important?

The American Opportunity Tax Credit can save clients $2,500, while they can claim up to $2,000 with the Lifetime Learning Credit.

Asset managers are increasingly considering tie-ups as they come under pressure from cheaper index-tracking funds.

Some consumer advocates worry that this will negatively affect small businesses and middle- and low-income Americans.

Business owners with high business incomes ― who currently face a top rate of 39.6% ― are in for major tax relief, policy analysts said.

The president looks to fulfill a key promise from his campaign.

Asset managers are still guessing how clean shares will fare under the new regulation.

In the wake of cyberattacks at Equifax and EDGAR, SEC Chairman Jay Clayton makes an unusually lengthy statement appealing for RIAs to bolster security.

The iShares fund reported $4.36 billion in new money as yield rose and the Federal Reserve prepares to shrink its balance sheet.

Clients may hold employer stock in their retirement accounts. It pays to know when and how to take distributions from it, Michael Kitces writes.

Will his candidates be able to tackle major challenges facing the post-crisis era?

Staying current with where the regulation stands can be hard. Here's what advisors need to know now.

“We’ve been very focused on opening every drawer and turning over every rock in the company,” CEO Tim Sloan said.