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The regulator bills the move as the latest effort to bring transparency to the challenge of unpaid awards.
December 5 -
It's not too late for the the SEC to fix its flawed proposal before it issues its final rule, says the Democratic senator from Massachussetts.
August 6 -
The firm cannot increase assets until it comes up with a plan to fix its internal controls.
May 14 -
New legal analysis suggests that the rules would add "teeth" to broker-dealer regulation.
April 24 -
The Massachusetts senator is struggling to get data that shows how bad sexual harassment might be on Wall Street.
April 18 -
Citing mounting investor losses from unpaid arbitration awards, investor advocates see a role for Congress to force FINRA's hand.
March 7 -
The Senator wants to know what the SEC is doing to prevent harassment at banks.
March 5 -
"This bill is a giant wet kiss to Wall Street,” Senator Elizabeth Warren says.
October 25 -
Last year, the Democratic senator argued successfully for the termination of Sloan's predecessor as chief executive, John Stumpf.
October 4 -
Public perception, the laboriousness of the rule-making process and other factors have acted as roadblocks to wholesale repealing the regulation.
September 8