Practice

After the DoL’s fiduciary rule, this is just a cost of doing business for those offering retirement advice.

After DoL’s fiduciary rule, this is just a cost of doing business for those offering retirement advice.

How many women advisers work for the leading independent broker-dealers?

The IRS has proposed regulations that could reduce or eliminate valuation discounts for the wealthy by the end of the year.

The advisers, one of whom is a former football coach, are among the first to join the wirehouse since UBS unveiled sweeping changes to its comp plan.

Advisers must be well-versed in the intricate rules and options that are available.

It begins with recognizing that this is a critical investment for succession planning and cultivating the next generation of clients.

Investors can expect limited options or higher fees in their retirement plans as brokerage firms are evaluating their pricing structures to comply with the fiduciary rule.

The veteran wirehouse recruit has 34 years of industry experience.

Planners need to understand the needs and goals of athletes, and parlay those insights into a plan.