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Is there a lesson for other advisors considering a career change?

The $22 billion RIA makes its sixth deal of the year in a red-hot market.

Expense ratios were more than twice the industry average.

Increased captive insurance coverage due to expanded business in 2018 was a primary driver of a three-year high in regulatory spending, the firm says.

Promising its tech will provide more features than any target date fund, the investment research giant makes a play for the advisor-managed account market.

CEO Ronald O’Hanley says the poor performance reflects both the industry’s “continued challenging conditions,” as well as “lower client activity.”

The firm, along with the broader asset management industry, is focused on ways to expand its global reach amid mounting pressure for growth.

C. Allen Parker was interrupted more than a dozen times as he tried to deliver opening remarks at the bank's its annual meeting.

Shelley O’Connor, who co-led the unit with Andy Saperstein, will now oversee two bank entities.

Wealth management technology is starting to reach a certain maturation level, says the firm’s head of emerging technology.

It's tricky but Savant's Brent Brodeski may have found the magic formula with a little help from Ford's Alan Mulally.

People familiar with the matter said that Centerbridge Partners is in talks to buy the four-firm, 6,500-advisor IBD network.

“Health care prices are increasing at levels that significantly exceed overall inflation,” an expert warns.

The advisors join from Merrill Lynch, Raymond James, U.S. Bancorp and Investment Professionals.

Three of seven new hires came from wirehouses.

The partnership aims to provide exposure to areas such as middle-market private equity, real estate and infrastructure.

The firm has experienced net outflows in each fiscal year since 2014.

The earlier they begin planning, the easier it'll be to avoid a big tax hit.

The fintech company, which was forced to rebrand its cash management product last year after misleading marketing caused a backlash, is seeking a national bank charter.

Unfortunately, physical and cognitive decline are among potential side-effects.