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The last government shutdown highlighted how many Americans ignore basic planning lessons.

Clients can avoid tax liability on their capital gains by donating securities that have appreciated in value, an expert says.

With prices plateauing, the time to purchase a home could be now.

Retirees who opt to file at a much later date can earn delayed retirement credits that could boost their benefits by as much as 32%.

One of the two new hires is an industry veteran of 34 years.

Thomas Buck misled clients in order to charge them excessive commissions, according to federal prosecutors.

The hybrid RIA wants to reach $10 billion in assets within four years.

Outfits like Ken Griffin’s Citadel and Ray Dalio’s Bridgewater have grown so big that they’ve effectively become printing presses for their ultra-rich owners.

The tax-focused IBD’s custodial and platform transition is taking longer than the company or its advisors expected.

Although earnings in a deferred annuity will not be included in an investor's adjusted gross income, future withdrawals from the annuity could trigger a bigger tax bill.

Between the SEC's proposed Regulation Best Interest and developing state rules, advisors and brokers may have their hands full.

After half a century, Christopher Sargent is making his first career change.

The recruits will operate from a new Cincinnati office.

The robo advisor rolled out a new partnership with a handful of banks to give clients a fully insured place to keep their cash.

Productivity may not come back, but private equity may be the answer for some.

The former broker bilked more than a dozen former clients over an eight-year period, prosecutors said.

Few dividend-oriented funds use this important metric to find stocks.

It's the first regulatory ding for the influential advisor and entrepreneur in almost 15 years.

It would raise enough new revenue to more than restore long-term balance of the program.