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Early withdrawals from employer-sponsored plans can derail retirement, but may be necessary.

Sept. 11: Managers have been told to prepare for spending more on research and trading services they get from banks.

The pension fund wants to outsource some or all of its $26.2 billion in private equity investments with the money manager, people close to the matter said.

Data reported by the Investment Company Institute.

The average deal size for an RIA transaction is over $1 billion in AUM, according to Schwab.

Bottom line retail pressures may have tripped up the top executive, one expert says.

The advisor used the money on cars and gambling in the latest Ponzi-like scheme, investigators say.

Advisors can protect their clients' retirement savings by allocating their assets across equities, fixed income and cash.

The hurricane poses staffing and data challenges on firms with large facilities in its path.

The advisor was accused of stealing more than $1 million from his clients to pay for golf course fees, tanning salons and other personal expenses.

Actually, there’s a third answer, says planner Victoria Konrad.

One of the new hires cited the regional firm's financial planning expertise as a reason he made the move.

Don't let momentum for an asset class in either direction overtake logic.

Between taxes and penalties on early withdrawals, many clients will only be getting 65 cents for every dollar they take out.

For many, walking away from their firm is ‘like selling their baby.’

Chairman Jay Clayton and OCIE's director provided advisors with hints on the regulator’s methods.

Advisors must contend not only with the emotional and psychological issues facing their clients. They must also navigate complex family relationships, while juggling a slew of financial challenges that don't always have easy fixes.

Once the world’s largest, the mutual fund got its first monthly inflow in more than four years.

The defendants profited more than $3 million by trading before and after mergers and acquisitions were announced, according to U.S. prosecutors.