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Competition for the wealthiest clients is intensifying. Here’s one of the best strategies for finding them, according to Cerulli research.

Opened in the Roaring Twenties, the Massachusetts Investors Trust has weathered 16 recessions, roughly 20 bear markets and worse.

From fees to geography, here are some of the best ways to attract and keep high-net-worth investors.

William Michael Jordan, who co-founded a popular all-woman rideshare service in Southern California, agrees to industry bar.

The new hires are the latest recruits to join the regional firm.

Pre-retirees should have Medicare or health insurance in place to cover their medical costs, along with a well-maintained investment portfolio.

An advisor questions a witness’s qualifications.

One untapped resource is appealing to investors to allocate more of their private wealth to companies with successful gender diversity programs.

Six executives were recently tapped to lead wealth management and related investment services groups at several financial institutions, including Umpqua Bank, U.S. Bank and CUNA Brokerage Services. Find out who they are and what their new roles entail.

Advisors are just one tool in the box.

Smaller brokerages are benefiting in big ways from cutbacks at three of the four largest firms.

JPMorgan projects net corporate issuance of emerging market debt at just $22 billion for the rest of the year.

Let's have a robust discussion about how to improve outcomes for clients, but let's stop inventing bogus reasons why we shouldn't look after their best interests.

While her performance at the bank has been exemplary, she was denied opportunities that directly affected her pay, the advisor claims.

The nation’s largest broker-dealer must convince thousands of NPH advisors to make the transition.

The firms had the same parent, but Girard Securities’ CEO says the move will help its 200 advisors.

Retirees who under-reported their income to avoid taxes will also get smaller retirement benefits than they deserve.

Investors may be shifting to cheaper options, or simply taking profits while markets are high.

Blue Moon Wealth Advisory becomes the eighth major purchase for the RIA in the past 18 months.

The rep ignored FINRA's repeated requests for documents it needed to investigate allegations that she made inaccurate statements on a mortgage gift letter.