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The group opted to join HighTower, which has added nine teams so far this year.

Most fortunes disappear by the time grandchildren have taken control.

Purchaser B. Riley Financial will operate Wunderlich alongside its RIA and investment bank.

Comprehensive valuation gives a picture of the present and helps build strategies for the future.

Opponents of the regulation don’t have “new evidence” to beat back a final legal challenge, says the former assistant secretary of the Department of Labor.

C.L. King & Associates argued it did not break any FINRA rules.

Inflows signal an opportunity to reach advisers considering the asset class for tactical allocations.

Despite a Trump-inspired buzz surrounding infrastructure, it's not always an easy place for private investors to deploy their money.

Her concentration in college was in nutrition, but after hearing clients discuss money management struggles, the CLS manager’s focus shifted.

So-called reverse mortgages present a number of appealing features for borrowers — and a number of confounding tax implications, Michael Kitces writes.

Preventing attrition is worth the extra effort to keep the practice healthy for succession.

Millennials change jobs more than older generations, but thinking about the future is not a huge priority.

The products are aimed at reducing volatility for clients seeking long-term growth. Plus: other launches.

A 2014 law lets clients disabled before the age of 26 to save as much as $14,000 annually without facing any tax burden.

The number of employees involved in compliance and regulatory work at U.S. Bank doubled over the past three years.

It’s a good source for an honest critique, especially when a client might be hesitant to give one in person.

Fee-only advisors should view it as a way to help more people rather than a sales exercise, according to one consultant.

Market-implied wagers on a hike have been whipsawed by the political storm buffeting the White House.

The head of Putnam’s client engagement center is currently spearheading programming efforts to connect with female investors and millennials.