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The lawsuits claim the universities failed to follow ERISA laws since retail mutual funds were among the investment choices instead of lower-cost versions.
August 10
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Revenue continues to fall for the industry's largest brokerages, but lending remains strong.
August 10
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See which independent broker-dealers generated the most revenue from fee-based accounts.
August 10
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Making non-deductible contributions to a traditional account is the first step to a back-door Roth.
August 10
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A Triad executive says the firm aims to work with more advisers who want to go independent but who need help dealing with increasing regulatory burdens.
August 10
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Making non-deductible contributions to a traditional account is the first step to a back-door Roth.
August 10
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Performance demonstrates instruments’ strength and ability to offer protection.
August 10
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Proposed changes to the standard deduction that would have benefited lower-income Americans are now being revisited. Meanwhile, the top rates and estate taxes get the ax.
August 10
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Clients are hesitant to invest more in the face of global upheaval, advisers say, citing the recent coup attempt in Turkey, terrorist attacks and the outcome of the U.S. election.
August 10
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The digital M&A trend has much in common with the wildly popular game app.
August 10
Totum Wealth -
Assets under advisement were said to be $13 billion. The AUM was much less.
August 10
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"The business model of the asset management industry is really archaic," says Scott MacKillop, founder of First Ascent Asset Management.
August 10
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Hedge funds on average rose 1.7% last month, according to Chicago-based Hedge Fund Research, the fifth straight month of gains.
August 10 -
Treasuries and related securities at the Newport Beach, Calif.-based firm accounted for 45.6% of assets, rising from 39.7% in June.
August 10 -
Entering his fourth year in the business, Evan Savarick explains why joining his father’s team was the right move.
August 9
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One of the alleged fraudsters used client funds to pay off gambling debts, according to authorities.
August 9
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Why they should stay up-to-date with mergers and the financial difficulties of their past employers.
August 9
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The volatility can be painful, but these funds are often used to diversify portfolios and generate alpha.
August 9
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The bank's heavy concentration of mass-affluent customers gives it a strong advantage over its rivals, Citizens claims.
August 9
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Some are better than others, with a few not yet updated for a law that eliminated double dipping.
August 9
