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On April 17, 2012, The Vanguard Group was recognized as the most effective full service investment advice brand online by Heardable Inc., a Temecula, California-based firm which measures corporate online performance.
April 17 -
On April 17, OppenheimerFunds, Inc. said it is starring at the 2012 Tribeca Film Festival. Well, sort of.
April 17 -
On April 17, Tiburon's Chip Roame shared his views on the industry with fellow participants in NYC.
April 17 -
J.P. Morgan has been on a two-year push to set itself apart by developing a trading system that works with almost any execution management system on any asset. But it only matches orders that matter.
April 17 - PH
The lead dogs have gone independent and the next crop of wirehouse advisors is watching them," Chip Roame said at the Tiburon CEO Summit XXII in New York on Tuesday.
April 17 -
On APril 17, 2012, Franklin Templeton Investments Corp. has proposed merging the Wellington West Franklin Templeton Balanced Retirement Income Fund into Quotential Balanced Growth Portfolio.
April 17 -
On April 17, 2012, Investment services provider BNY Mellon was selected by Touchstone Investments to provide a variety of services, including mutual fund accounting and administration, transfer agency, and blue sky services for 14 additional Touchstone mutual funds.
April 17 -
Non-bank financial companies, including mutual fund operators, should get ready to find out whether they will be designated a "systemically important financial institution," aka, SIFI, now that the Financial Stability Oversight Council released final rules on April 3, according to Federal Reserve Chairman Ben Bernanke.
April 17 -
J.P. Morgan Commodity ETF Services has filed with the SEC to list on the NYSE Arca an exchange-traded fund based on physical ownership of copper.
April 17 -
Its official: Touchstone Investments has completed its acquisition of selected fund assets of Old Mutual Asset Management's U.S. mutual fund business.
April 17 -
LPL Financial said its RIA platform, the firms custody unit, eclipsed the $25 billion threshold in total assets under custody.
April 17 -
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Patrick Morris is a veteran hedge fund manager who has come in from the cold.
April 17 -
On April 16, Knoxville, Tenn.-based BPV Wealth Management changws its name to reflect its rapid growth in the asset management business.
April 16 -
The SEC charged four executives of what is now a Charles Schwab Corp. subsidiary as well as one customer with selling billions of dollars worth of securities they could not deliver.
April 16 -
Samson looks to expand its network of banks and financial advisors under Essex
April 16 -
On April 16, 2012, a NYSE spokesperson confirmed that J.P. Morgan Commodity ETF Services has filed with the U.S. Securities & Exchange Commission to list on the NYSE Arca an exchange-traded fund based on physical ownership of copper.
April 16 -
On April 14, Touchstone finalized its deal with Old Mutual.
April 16 -
On April 16, 2012, a T. Rowe Price spokesperson confirmed that Robert Gensler, portfolio manager of the T. Rowe Price Global Equity Strategy, which includes the roughly $590 million Global Stock Fund, will retire from the firm on December 31.
April 16 -
Genworth Financial Wealth Management launched a program offering its advisors access to capital to fund acquisitions and retirement.
April 16
