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It’s the second-biggest hire of the year for the wirehouse.

The firm’s four new additions came from two wirehouses.

The unit could fetch more than $3 billion, according to people familiar with the matter.

It’s one of the largest teams to quit a wirehouse this year.

After a volatile year, advisors get a reprieve when it comes to payout changes.

It won’t just change the composition of corporate board rooms. It may change conversations with clients too.

Regulatory shifts, M&A, new technology — there’s a lot on the horizon for the industry.

The firm, which has more than $3 trillion under management, runs dozens of mutual funds and was a pioneer in index investing.

Here are some obvious and not-so-obvious year-end tax tips to consider as we prepare ourselves and our clients for the new year.

The OSJ scooped up teams from Edward Jones, Wells Fargo Advisors and Wedbush Securities.

The latest deal by a wealth manager for an employee services firm enables the Raymond James Private Client Group to expand its reach.

There are still plenty of challenges and potential changes on the horizon. Here’s what to watch for.

Waddell & Reed had been working in recent years to transform its “proprietary broker-dealer into a fully competitive independent wealth manager.”

The potential for higher rates in 2021 is real, but exactly what the rate would be, and who would pay those rates, is far from certain.

Potential customers include hedge funds, crypto miners and over-the-counter trading desks

The firm has added 42 advisors this year with a combined $3.8 billion in AUM.

Alterations include higher hurdles for cash pay, a grid stretch for deferred compensation and new bonuses.

It's typically advised to shift income into the future to reduce tax bills for the current year. But experts say that may not be the best approach.

An employee who left in 2018 said she experienced a barrage of racial and sexual antagonism while at the firm, such that “it is not possible to list all of the comments and conduct in one document."

The firm’s new business highlights the beginnings of a shift in the custody marketplace due to a series of consolidations.