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The acquisition established a $6 trillion-giant operating as a mutual fund company, RIA custodian, bank, retail brokerage and national wealth management firm.
October 14
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Among those leaving is Tom Nally, president of TD Ameritrade’s RIA division. He’d been with the company for 26 years.
October 9
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The No. 1 IBD’s 2,500-advisor bank channel will add 285 more reps when two massive investment programs affiliate next year.
October 9
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The custodian had been a key player in the growth of the independent channel.
October 6
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Charles Schwab is in early stages of its plans for the future of TD Ameritrade’s advisor division.
October 6
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The newly combined firm is expected to transform the independent marketplace in terms of technology, talent and RIA choice.
October 6
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The firm is consolidating its broker-dealer and standalone RIA custody units into one division.
October 1
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It’s a big decision, and getting it right the first time around can avoid a lot of headaches, experts say.
September 25
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Three out of the top four RIA custodians compete directly with their RIA clients through their networks of branch offices and call centers.
September 16
Momentum Advisors -
The firm’s National Financial Services allegedly failed to deliver certain basic information to clients in five public offerings of shares in a fuel cell technology company.
September 8
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The custodian’s NetX360 desktop now supports biometric authentication.
September 2
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The custodian has restructured the way it services RIAs and plans to scale.
August 28
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New digital integrations with CAIS and iCapital make it easier for independent advisors to access private equity and hedge funds.
August 26
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The company’s new self-guided tool will generate a plan for clients in as little as 15 minutes.
August 21
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The regulator charged a $1.4 billion hybrid firm over disclosure of its cash sweep arrangements with its clearing firm.
August 18
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We need to let go of the idea that everyone should own and trade stocks. Some people are emotionally unfit to do so.
August 14
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As consolidation reshapes the market, the custodian sees an opportunity to attract tech-forward and multi-custodial firms.
August 13
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The firm’s growth plans come as the industry experiences a new wave of consolidation among custodians and fintechs.
August 6
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The firm is still determining which other pieces of technology it will retain after acquiring its rival.
August 5
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He's the second executive to depart the custodian in the past two weeks.
August 4
