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The broker, who had been with the bank for 21 years, went independent with backing from Dynasty Financial Partners.
June 6
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The wirehouse announces another huge hire weeks after saying it would be cutting back on recruiting.
June 5
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The broker breached two promissory notes, which had outstanding balances of $544,000 and $345,000, according to a FINRA arbitration ruling.
June 5
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The two advisers generated $7 million in annual revenue, according to their new employer.
June 2
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The bank tapped the leader of Wells Fargo Securities to succeed David Carroll.
June 2
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The wirehouse's latest hire has 21 years of industry experience.
May 31
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The advisers say they want provide better services to female clients.
May 31
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The former JP Morgan Private Bank adviser focuses on wealthy Latin American clients.
May 30
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The firm picked up teams from Merrill Lynch and Wells Fargo.
May 25
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The new hire previously generated $1.4 million in annual revenue, according to his new employer.
May 24
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The regional firm’s new recruits joined in two locations.
May 24
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The duo led a seven-person team in Chicago serving 50 wealthy clients, according to the bank.
May 24
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Advizr has attracted more than 400 advisory firms and is close to a new round of funding.
May 24
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The group opted to join HighTower, which has added nine teams so far this year.
May 22
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The firm’s newest team left Wells Fargo’s independent channel.
May 18
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The move is the latest in a string of new hires at the regional brokerage firm.
May 18
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Identify seasoned advisers who can be trained to become the next generation of leaders.
May 18
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The broker says the decision to switch firms was "an easy one."
May 17
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The firm's latest hires joined from regional brokerage D.A. Davidson.
May 17
