-
The new recruit, who started with the wirehouse's predecessor firm Smith Barney, has been in the industry since the late 1990s.
January 4 -
The executive suite transition has been years in the making.
January 3 -
One of the recruits has more than two decades of experience.
December 28 -
The group is led by a veteran adviser who started her career in the late 1980s.
December 28 -
The recruit leaves a team led by a past On Wall Street Top 40 Under 40 adviser.
December 28 -
Adviser Zaneilia Harris seeks out clients who resemble a former version of herself — young, single, African-American women struggling to make wise choices — and keeps them by structuring compensation in an atypical way.
December 28 -
The recruit oversaw $110 million in client assets while working for the wirehouse, according to the regional firm.
December 27 -
The new recruits previously generated $1.5 million in annual revenue at UBS, according to the regional brokerage firm.
December 22 -
Karen Wimbish will lead teams responsible for investment and banking product offerings as well as planning platforms and product technology across all client segments.
December 21 -
Both recruits have more than two decades of experience.
December 20 -
The biggest advisers to go it alone this year managed over $13 billion in client assets.
December 20 -
The bank hired its first chief investment officer seven months after recruiting the former leader of a family office to a new post as national head of investments.
December 20 -
The new hires opened two offices for the regional BD.
December 19 -
The fast-growing firm has recruited 25 advisers this year, and is affiliated with Raymond James.
December 19 -
Collectively, this year’s mega movers managed more than $23 billion in client assets.
December 15 -
CEO Rob Francais wants advisers to envision $1 trillion in AUM.
December 15 -
The new recruits joined from Merrill Lynch and Morgan Stanley.
December 13 -
The bank tapped a former State Street executive to take over the role from Terry Dolan, who was promoted to CFO.
December 13 -
The regulator was looking into allegations that he structured transactions in his personal bank account to avoid federal reporting requirements.
December 12 -
The regional firm's new hires generated $2.2 million in annual revenues, according to RBC.
December 12




















