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Which banks are advisers moving to? 15 recently jumped to BNY Mellon, U.S. Bank and M&T Bank from myriad financial institutions.
January 12 -
The changes are the first under David Kowach, who became president of the wirehouse's traditional employee broker-dealer late last year.
January 12 -
Scott Fleming, the former head of the firm's Rocky Mountain region, now oversees nearly 150 sales professionals across the U.S.
January 11 -
An internal memo informs the firm's 15,000 advisers about the move, which builds on management changes made earlier this year.
January 11 -
Plus: A Morgan Stanley grab totals $410 milllion in combined AUM and more than 30 other job changes.
January 10 -
The new exec will advise wealthy individuals and families on tax and estate planning, investing, private banking, financial reporting and fiduciary services.
January 6 -
The planner, joining from Robertson Stephens, also has worked for UBS and Merrill Lynch.
January 6 -
The new recruit, who started with the wirehouse's predecessor firm Smith Barney, has been in the industry since the late 1990s.
January 4 -
The executive suite transition has been years in the making.
January 3 -
One of the recruits has more than two decades of experience.
December 28 -
The group is led by a veteran adviser who started her career in the late 1980s.
December 28 -
The recruit leaves a team led by a past On Wall Street Top 40 Under 40 adviser.
December 28 -
Adviser Zaneilia Harris seeks out clients who resemble a former version of herself — young, single, African-American women struggling to make wise choices — and keeps them by structuring compensation in an atypical way.
December 28 -
The recruit oversaw $110 million in client assets while working for the wirehouse, according to the regional firm.
December 27 -
The new recruits previously generated $1.5 million in annual revenue at UBS, according to the regional brokerage firm.
December 22 -
Karen Wimbish will lead teams responsible for investment and banking product offerings as well as planning platforms and product technology across all client segments.
December 21 -
Both recruits have more than two decades of experience.
December 20 -
The biggest advisers to go it alone this year managed over $13 billion in client assets.
December 20 -
The bank hired its first chief investment officer seven months after recruiting the former leader of a family office to a new post as national head of investments.
December 20 -
The new hires opened two offices for the regional BD.
December 19






















