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“This virtual program will fill a major a hole left by internship cancellations,” says FPA President Martin Seay.
May 6 -
Advisors who switch firms during the pandemic have tough (virtual) conversations with clients in store.
May 5 -
The appointment comes as part of an equity investment by FTV Capital to expand the footprint of the company formerly owned by RCS Capital.
April 29 -
The firm recruited only slightly fewer advisors than the year-ago period in very difficult economic conditions.
April 24 -
Both men started their careers as financial advisors before moving into leadership.
April 24 -
XY Planning Network says about 250 students and 50 firms have responded to a new virtual internship program it launched to fill the gap.
April 23 -
The firm is hosting virtual meetings with prospective hire as it seeks to further its growth.
April 21 -
“Through these difficult times, we are able to work remotely and seamlessly” thanks to the firm's digital tools, ex-RBC advisor says.
April 16 -
Phil Sieg, who has 35 years of industry experience, will help the bank’s advisors grow their practices.
April 14 -
The advisor joined before states and cities began ordering businesses to close and residents to shelter in place.
April 8 -
It's the largest IBD recruiting move announced so far this year, and it may not be surpassed any time soon due to the pandemic.
April 1 -
Troy Erickson, a former Smith Barney manager, reunites with ex-colleagues at the fast-growing firm at a challenging moment.
March 24 -
The largest enterprise under LPL’s biggest OSJ is getting even bigger, after adding its sixth advisor of the past 12 months.
March 13 -
The firm has touted its capabilities, lighter bureaucracy and corporate environment to new hires — factors that have helped lure in top talent.
March 12 -
Four of new hires are former wirehouse advisors.
March 10 -
New hires follow two big additions last month that had AUM topping $2 billion.
March 6 -
Both recruits had a long history with wirehouses before trading them in for the regional broker-dealer.
March 5 -
It’s a short move for the advisors; only four blocks separate their old office from their new digs.
March 4 -
The independent firm is pursuing an ambitious agenda, but will do so without a pair of former divisional presidents.
March 3 -
LPL’s continuing major poaches from rivals make up only one of the kinds of ways that firms are vying to attract and retain advisors.
March 2
























