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The departures include a team that managed $380 million.
October 25 -
Seema Hingorani will help oversee relationships with the firm’s largest clients and create a new training program to develop talent.
October 24 -
The latest move is part of the regional broker-dealer’s western expansion, including teams in Colorado, Arizona and Oregon.
October 22 -
The firm added its 16th office this year, part of its bid to attract talent from rival firms.
October 22 -
Industry trends and succession planning prompted the enterprise to leave Advisor Group’s FSC Securities, according to the partner-brothers of the Nettuno Group.
October 22 -
Scandals and frayed relations with much of Washington have dragged on the stock for more than three years.
October 22 -
New recruits hailed from firms including Wells Fargo, Merrill Lynch and Raymond James.
October 17 -
The “get” marks one of the largest hires the year for the regional BD.
October 16 -
Joseph Mazzucco and at least two dozen other advisors affiliated with the No. 1 IBD in eight moves over a seven-week span.
October 14 -
Anthony Guadagnino allegedly solicited at least 10 clients after his departure from the retail brokerage.
October 10 -
Billy Ricketts is most likely the elder stateswoman of wealth management — but she and her grandson believed it was time for something new.
October 8 -
The team, featuring three industry veterans, has opened a new Washington office.
October 1 -
Charlie Scharf’s most immediate priorities include mending fences with regulators and getting the bank out from under a Fed-imposed asset cap.
September 27 -
Charles Scharf will replace interim chief Allen Parker at the bank.
September 27 -
The new advisors have joined the firm from rivals including Wells Fargo and Morgan Stanley, according to an internal memo.
September 25 -
The breakaways join 72 others who moved their practices to the firm in the second quarter.
September 20 -
Atria Wealth Solutions firm Sorrento Pacific recruited a half dozen new advisors in the acquisition and succession-fueled move.
September 19 -
The No. 1 IBD will roll out the new option for advisors as it competes with other firms in its sector, platform providers and consolidators.
September 16 -
The private equity-backed IBD and its breakaway channel added teams managing $380 million in client assets.
September 13 -
The new recruits include a father-and-son duo in Orlando.
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