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The “get” marks one of the largest hires the year for the regional BD.
October 16 -
Joseph Mazzucco and at least two dozen other advisors affiliated with the No. 1 IBD in eight moves over a seven-week span.
October 14 -
Anthony Guadagnino allegedly solicited at least 10 clients after his departure from the retail brokerage.
October 10 -
Billy Ricketts is most likely the elder stateswoman of wealth management — but she and her grandson believed it was time for something new.
October 8 -
The team, featuring three industry veterans, has opened a new Washington office.
October 1 -
Charlie Scharf’s most immediate priorities include mending fences with regulators and getting the bank out from under a Fed-imposed asset cap.
September 27 -
Charles Scharf will replace interim chief Allen Parker at the bank.
September 27 -
The new advisors have joined the firm from rivals including Wells Fargo and Morgan Stanley, according to an internal memo.
September 25 -
The breakaways join 72 others who moved their practices to the firm in the second quarter.
September 20 -
Atria Wealth Solutions firm Sorrento Pacific recruited a half dozen new advisors in the acquisition and succession-fueled move.
September 19 -
The No. 1 IBD will roll out the new option for advisors as it competes with other firms in its sector, platform providers and consolidators.
September 16 -
The private equity-backed IBD and its breakaway channel added teams managing $380 million in client assets.
September 13 -
The new recruits include a father-and-son duo in Orlando.
September 12 -
So far this year, Janney has onboarded 36 financial advisors. The newest team managed more than $290 million in client assets.
September 12 -
The wirehouse has experienced attrition while the regional BD has been on a hiring streak.
September 11 -
The firm’s new additions include three brokers previously affiliated with Wells Fargo Advisors.
September 9 -
The Bay Area advisors had worked at Merrill for nearly two decades.
September 4 -
The discount brokerage says the advisor’s primary duties after his notice of resignation were to “make himself available” to help transition his clients to other brokers.
September 4 -
Internal hire Chuck Hastings will make the move from the firm's asset management division.
August 30 -
The bank has picked up a few notable recruits this year, including a $6.6 billion team in April.
August 29






















