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The insurer lost four prominent female executives earlier this year in departures CEO John Schlifske called “a step backward.”
August 29
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The promotions broaden the pool of potential candidates to eventually succeed CEO Sergio Ermotti.
August 29
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After a year marred by huge legal fines, questions about succession planning and a deepening slump in share prices, CEO Sergio Ermotti unveiled a revitalized board and replaced wealth management co-head Martin Blessing.
August 29
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A financial planner serving entrepreneurs decided to become an entrepreneur himself.
August 28
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Advisor Chuck Cooper says he hopes the new practice will be a home for breakaway wirehouse and IBD-affiliated advisors.
August 27
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The RIA founded by former Barclays advisors caters to ultrawealthy clients.
August 27
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John VanEngelenhoven, who had worked at Schwab for 14 years, custodies with rival TD Ameritrade at the new firm.
August 23
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This is the 14th new location the regional BD has opened so far this year.
August 23
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The Anthony Bunnell addition comes amid expansion of the firm’s its retirement plan business this year.
August 20
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Each of the three advisors has more than 20 years of experience in the business.
August 19
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Advisor Andy Saeger reportedly reached out to two clients via email and a LinkedIn message.
August 16
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Bleakley Financial has recruited advisors with $750 million in client assets since January 2018 alongside LPL’s substantial recent grabs.
August 15
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The then 61-year-old employee says she got written warnings for infractions while younger colleagues went undisciplined.
August 14
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The bank has been courting wirehouse talent, but took a hit when a top team quit in June.
August 14
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The new recruits come from Merrill Lynch and Stifel, with $165 million in total client assets.
August 14
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The new recruits bolted from Morgan Stanley after nearly 20 years with the wirehouse and its predecessor firms.
August 9
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Danny Ludeman had worked at the wirehouse from 1999 to 2014.
August 6
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One team wanted more flexibility and time to manage their clients’ financial needs.
August 5
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The new recruits join the firm’s employee channel from both wirehouses and the independent space.
August 5
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The two advisors will name the team’s practice after their shared experience working for the military.
August 2
