Economy

Smaller firms are opting to turn into OSJs in an era of shrinking margins for IBDs and record consolidation in wealth management.

The group is comprised of 11 advisors and client service associates.

Keeping abreast of developments in this domain is critical to Kevin Bruegge and his business owner clients.

The bank also renamed its U.S. Trust business.

On Wall Street takes a closer look at the work routines and feats of this year’s Top 40 Under 40.

Here's a look at seven mortgage lending trends that will shape the housing market this year.

One of the new hires is an industry veteran of 50 years.

The private equity giant with a track record of taking firms public would add the IBD to its list of more than 850 investments for $73 billion worldwide.

Nap pods and beanbag chairs are nice, but what employees really care about are personal respect and generous compensation. Oh, and it helps to be dog-friendly.

The firm expects to add $10 million in revenue once the deal closes later this year.

The No. 1 IBD is pitching advisors on the merits of its offerings — but rivals have also added major teams from its ranks.

The IBD is one of three dozen firms the regulator has accused of failing to provide sales-charge waivers to eligible retirement plans and charities since 2015.

The new standalone firm’s first licensing agreement would bring MassMutual’s 9,000 reps on to the platform developed by the No. 4 IBD.

The bank has been striving to lure away top talent from the wirehouses.

Is the advisor suing his current employer — by accident?

The CEO said his decision to resign followed a physician’s recommendation in connection with an undisclosed medical problem.

The No. 1 IBD’s efforts display opportunity amid the shortcomings of an industry still lacking measurable data from some of its largest firms.

With prices plateauing, the time to purchase a home could be now.

One of the two new hires is an industry veteran of 34 years.

The tax-focused IBD’s custodial and platform transition is taking longer than the company or its advisors expected.