Financial institutions

Firms must invest in digital capabilities, says A.T. Kearney's Uday Singh, but they need to balance that evolution to allow for the human touch to remain in a central role.

The firm suffers declines due to below average market conditions, but sees growth in the rank and file.

Find out which of the largest brokerages were represented by the best bosses in wealth management.

Find out which of the largest regional firms were represented. Is your boss on the list?

Find out which of the largest brokerages were represented by the best bosses in wealth management.

Client assets also rose 3% at the fast-growing firm, which reported quarterly earnings on Wednesday.

The new recruits joined the firm from Morgan Stanley, where they previously generated almost $1 million in annual revenue, according to Raymond James.

Advisors from Morgan Stanley and UBS leave to join Merrill.

The deal also brings $4 billion in client assets under administration and management, according to a spokeswoman.

Management blamed falling profits on weak markets and "muted client activity."

The wirehouse hires recruits from Credit Suisse and Merrill Lynch.

Three veteran advisors left the wirehouse to join the super regional.

Both wirehouses also see client assets shrink.

On Wall Street honors the industry's leading branch managers.

Leo Goeas says one of the biggest challenges of coming back home was reinventing his personal brand as an advisor when many still recognized him as an athlete and agent.

Ameriprise lost several arbitration cases in attempt to claw back more than $800,000 in stock awards the firm gave to two former employees.

Merrill Lynch's John Thiel was pleased the new regulation addresses several "practical concerns" made during the comment period.

Recruits from UBS and Morgan Stanley left the wirehouses for the independent side of Wells Fargo.

Three former advisors at the wirehouse accuse Merrill of failing to provide them with adequate support to serve international clients.

The duo oversaw $700M in client assets before joining the wirehouse as part of a unit working with clients from Latin America.