Practice management

New technology is making it difficult for funds that fail to combine low costs, strong returns and brand equity to earn spots on investment lineups.

UBS advisor Michael Lorenzo is carefully eyeing “the impact that systematic strategies had on the markets, especially as 2018 is the new normal.”

Even as BDs transition from their commission roots, too many still treat advice as a liability.

Industry veterans and newcomers provide insight on the year’s leading challenges in regulations, technology and operations.

Studying leaders in other industries reveals many ways to be successful, says Merrill Lynch’s Stephen Bealer.

Succession planning, reputation and technology proved to be important in the decision-making process for these advisors.

More wealth management pros are joining mastermind groups, driven by the growing realization that the isolation that comes with running a business can hold back the business’s success.

Make sure your conversations with clients include variations of this theme. It's not a bad way to approach your own big decisions, as well.

In the land of tech startups, there's real demand for planners — ones who can embrace the best of robo practices while keeping the human touch.

Investors with this trait are a lot easier to work with, says UBS advisor William Wilson.

The husband-wife team left LPL after 11 years with an eye toward its rival’s tech and service offerings.

It’s the toughest part of the job, says Mihir Patel, who ranked No. 6 on the Top 40 Under 40 list.

Keeping abreast of developments in this domain is critical to Kevin Bruegge and his business owner clients.

The bank also renamed its U.S. Trust business.

On Wall Street takes a closer look at the work routines and feats of this year’s Top 40 Under 40.

Here's a look at seven mortgage lending trends that will shape the housing market this year.

Nap pods and beanbag chairs are nice, but what employees really care about are personal respect and generous compensation. Oh, and it helps to be dog-friendly.

The No. 1 IBD is pitching advisors on the merits of its offerings — but rivals have also added major teams from its ranks.

The firm adds a second $1B RIA - and its family office.