Practice management

Over 40% of the fund’s portfolio is invested in the online retailer and global e-commerce behemoth Alibaba.

"Tools like Slack are great, but they cannot communicate your culture," said Patrick Tucker, founder of True Measure Advisors.

It's fast, virtually free and roughly 40 times more effective than social media. But most advisors are using it wrong.

Here’s what the two seemingly contradictory trends mean for advisors.

The owner of RIA aggregator Mercer Advisors has pledged to maintain the IBD network’s current structure under the deal.

Looking ahead to the day that many young investors will fire their parents’ advisors, how does an advisor scoop up those unattached clients?

Advancements in fintech, new products and a shifting regulatory environment are among industry executives' top concerns.

Why structuring your practice under a lead advisor won’t serve your staff — or your clients

The new competition asks innovators to take client experience to the next level.

These planners, who have been honored with the Pro Bono Award, model ways advisors can help people in need.

Kestra grabbed a practice from the No. 1 IBD, but it gained another one while preparing for a top executive’s departure.

This is a hot topic everywhere in corporate America except client portfolios. That might change soon.

We give advice based on the intel we have, but not all clients are as up front as we are.

Total broker head count dropped by 173 from the prior quarter, according to the wirehouse.

2017 was a banner year for RIAs, but marketing, hiring and operations are seen as key to future growth, according to a Schwab study.

Bruce Keebeck Lee has repeatedly been ranked as a top advisor by both Barron’s and The Financial Times, but he was fired in April for a failure to file compliance paperwork.

Rapid developments in financial technology are among the industry’s top operational challenges, asset managers say.

The practice has spent 22 years with the No. 1 IBD, but it will be at least the eighth practice of its type to leave amid changes to the firm’s policies.

Bryan Mullin, CFA, Head, Alternative Investments, RBC Wealth Management, James Waldinger, CEO, Artivest