Practice management

The firm says it "terminated" its relationship with the large OSJ. It’s the third large split in two months.

The advisers left Wells Fargo and Morgan Stanley to form one team, the second addition in two weeks.

Advisers will have new apps to choose from and more risks to manage. But their ability to put the client first will determine success.

Clients who make these prohibited transactions can face devastating penalties.

The well-funded firm is focusing on the East Coast and Midwest, snapping up TriCapital Advisors in its latest deal.

Fidelity report: What RIA buyers want and what sellers need to know.

Finding that investment unicorn is growing increasingly difficult — precisely because advisers have fewer advantages over one another, Michael Kitces says. But there’s a way to finesse it.

By putting clients’ interests first and documenting conscientiously, advisors will comply with the rule, while also building trust.

You have a strong onboarding process and the consultation went well, but the prospect has disappeared. What went wrong? Possibly one of these five marketing pitfalls.

What breakaway brokers and service providers can learn from the collapse of Sanctuary Wealth Services.

Modera Wealth reached $2 billion in AUM with its latest RIA acquisition.

Regional directors are “sorry to see Doug go," a Cetera adviser says. Tom Taylor, now COO, will take his place.

The new recruits joined the firm's independent and employee channels.

Firms seeking to adapt need to keep these four points in mind.

Advisers are seeing clients drawing down on their assets, but there’s a solution right in front of them.

Concerns about medical expenses are sky-high, but there are solutions.

Advisers, clients and the industry are all best-served when fees are based on the value delivered, not on asset calculations.

The fee is “like a cash-printing machine for plan administrators," said one expert, and there’s very little clients can do about it.

For years, it seemed that a decline in monthly benefits was a long way off. Now it may be sooner than expected. Here’s what advisers need to know.

Effort by the asset management giant is aimed to capture more muni bonds. Plus: Other launches.