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The quartet of financial advisors leaving UBS after a decade also has an advisor with an equestrian specialty.
May 14
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It’s the 14th RIA acquisition for the Canadian asset manager since it entered the U.S. market last year.
May 11
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The tax-focused wealth manager’s parent disclosed lower first-quarter earnings after an eventful period marked by a proxy fight and a reported acquisition offer.
May 7
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The self-clearing custodian has unified its broker-dealer and RIA segments under one division at the company.
May 3
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More growth is on the way: the No. 1 IBD has one more massive recruiting move and a $300M acquisition to complete.
April 30
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The firm’s recruiting is also gaining steam, despite the ongoing impact to its bottom line from low interest rates.
April 28
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The six-person will focus on ultra-high-net-worth families and individuals in South Florida.
April 22
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The two lead advisors had each spent more than two decades with the wirehouse.
April 20
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Financial Planning continues its four-part analysis of core compensation components at wirehouse, regional and national BDs.
April 16
