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The quartet of financial advisors leaving UBS after a decade also has an advisor with an equestrian specialty.

It’s the 14th RIA acquisition for the Canadian asset manager since it entered the U.S. market last year.

The tax-focused wealth manager’s parent disclosed lower first-quarter earnings after an eventful period marked by a proxy fight and a reported acquisition offer.

The self-clearing custodian has unified its broker-dealer and RIA segments under one division at the company.

More growth is on the way: the No. 1 IBD has one more massive recruiting move and a $300M acquisition to complete.

The firm’s recruiting is also gaining steam, despite the ongoing impact to its bottom line from low interest rates.

Where do top brokers earn the most?

The six-person will focus on ultra-high-net-worth families and individuals in South Florida.

The two lead advisors had each spent more than two decades with the wirehouse.

Financial Planning continues its four-part analysis of core compensation components at wirehouse, regional and national BDs.

Advisor Kip Adams says access to the IBD’s trading platform and tools have “already improved how we open new accounts and manage our business.”

An analysis of the core components of compensation at wirehouses, regional and national BDs.

Our annual analysis of core compensation components at wirehouses, regional and national BDs.

The largest brokerages typically make comp changes that are ‘evolutionary, rather than revolutionary.’

The recruit oversaw more than $650 million in client assets while at his former employer.

The long-simmering dispute spotlights the sometimes fraught nature of advisor career moves.

The recruits come from Merrill Lynch, Wells Fargo and Morgan Stanley.

To oversee operations in the middle of the country, Merrill Lynch turned to a veteran of the firm.

Rockefeller Capital Management’s latest recruiting spate has netted it three wirehouse teams in Texas, Cincinnati and Los Angeles — one of which caters to Native American tribes.

The veteran FAs’ one complaint blotted their records for seven years.