Recruiting
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The latest roundup of 32 IBD affiliation moves, M&A deals and expert studies reveals the mixed impact of the coronavirus.
July 24 -
Three of the quartet join the South Dakota office, while the fourth is in Washington state.
July 23 -
Unexpected tailwinds from the global pandemic have made recruitment more efficient and have highlighted advisor-client bonds.
July 22 -
The group had been at their previous firm for 14 years.
July 20 -
The new hire joins a fast-growing complex in Northern California.
July 20 -
A lawsuit will turn on whether UBS can demonstrate that Alexandra Van Meurs violated contract agreements when she and her team jumped to Morgan Stanley.
July 20 -
The list shows how firms of all sizes face a pivotal balancing act in seeking to recruit and retain advisors.
July 20 -
Northwestern Mutual’s practices raise difficult questions about the nature of retail advice just as wealth management faces greater scrutiny under new rules.
July 17 -
Earlier this year, FINRA arbitrators granted the former advisor’s expungement request, but still sided with the firm on its demands for repayment of two promissory notes.
July 14 -
The advisors are based in Florida, while the new executive will oversee the New York tri-state area.
July 13 -
Over the past 15 years, Black participation in the industry has stalled at a mere 8% — a figure that typically dwindles heading up the leadership ranks.
July 10 -
Advisor Antoine Souma, who leads the group, had been with the wirehouse for just four years.
July 9 -
One recruit left an IBD to join the wirehouse.
July 9 -
They left Merrill Lynch and Wells Fargo to join their new firm.
July 9 -
The survey's perennial champions scored higher than competitors like Wells Fargo, Ameriprise and LPL on every metric.
July 7 -
The leaders Bowersock Capital Partners were academia-bound before discovering wealth management was their true calling.
July 7 -
Some of the defecting advisors had been long-time advisors at their former wirehouse before making the move.
July 7 -
This interactive tool provides the full collection of data from Financial Planning's 35th annual study of the largest firms in the space.
June 30 -
The regional BD is drawing advisors from coast to coast — even in states where the coronavirus is on the upswing.
June 30 -
They join a growing St. Louis branch that RBC opened in 2018.
June 29


















