Regional BDs

The firm added its 16th office this year, part of its bid to attract talent from rival firms.

New recruits hailed from firms including Wells Fargo, Merrill Lynch and Raymond James.

The “get” marks one of the largest hires the year for the regional BD.

The advisors joined the regional BD from UBS.

Bill Mahler had been chairman of the firm’s equity capital markets and equity asset management units. He was also on the executive committee.

The employee and independent BD collected excess UIT commissions and failed to properly review inactive accounts, the regulator says.

The new recruits include a father-and-son duo in Orlando.

So far this year, Janney has onboarded 36 financial advisors. The newest team managed more than $290 million in client assets.

The wirehouse has experienced attrition while the regional BD has been on a hiring streak.

The firm’s new additions include three brokers previously affiliated with Wells Fargo Advisors.

Internal hire Chuck Hastings will make the move from the firm's asset management division.

This is the 14th new location the regional BD has opened so far this year.

Each of the three advisors has more than 20 years of experience in the business.

The firm has made formal hiring offers totaling approximately $214 million as of June 30.

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The new recruits bolted from Morgan Stanley after nearly 20 years with the wirehouse and its predecessor firms.

Danny Ludeman had worked at the wirehouse from 1999 to 2014.

The new recruits join the firm’s employee channel from both wirehouses and the independent space.

The two advisors will name the team’s practice after their shared experience working for the military.

One advisor has worked at Securian for his entire career.