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The $230 million team — comprised of two former NHL players — moved over from the firm’s employee brokerage unit.
May 15
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The regional BD has approximately 1,800 advisors.
May 14
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The advisors are the latest in a string to jump from a wirehouse to a regional BD.
May 14
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The new recruits signed on with the firm’s independent and employee broker-dealer units.
May 2
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Advisor headcount reached 2,160 advisors for the first quarter, up a net 43 from the year-ago period.
May 1
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For one of the new hires, the move was about getting back to “a culture of a smaller, more personalized firm.”
April 26
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The regional BD adds two teams with $373 million in assets.
April 26
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The firm is looking at a range of “different opportunities” for potential wealth management deals, CEO Jim Cracchiolo says.
April 25
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The company hopes to recruit new advisors by taking a version of its home office tour on the road.
April 25
