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The firm’s aggressive hiring streak continues with the onboarding of several wirehouse advisors.
January 14 -
The firm’s four new additions came from two wirehouses.
December 15 -
The latest deal by a wealth manager for an employee services firm enables the Raymond James Private Client Group to expand its reach.
December 11 -
The firm has added 42 advisors this year with a combined $3.8 billion in AUM.
December 10 -
The advisors know RBC’s Pittsburgh complex director from earlier in their careers, when all three men worked at Smith Barney.
November 30 -
As some firms closed their doors, the regional BD saw a selling point for new recruits and existing FAs in a different approach.
November 23 -
The former wirehouse team oversaw $1.15 billion and will staff a newly opened office for the regional BD.
November 19 -
As the Federal Reserve strives to help the economy, wealth managers’ revenue takes a hit.
November 18 -
Five firms agreed to pay $3 million to settle an SEC investigation into unsuitable sales of complex exchange-traded products.
November 16 -
Even with those challenges, rep productivity and client cash balances expanded in the third quarter.
October 30