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The new recruit generated $1 million in annual revenue.
December 9 -
Exclusive: The regional firm picked up two groups of recruits from Wells Fargo and Merrill Lynch.
December 8 -
Further shifts in broker pay could be possible as the industry moves to comply with the fiduciary rule and the Department of Labor issues new guidance.
December 7 -
The advisers are the first to obtain startup capital from the firm.
December 7 -
The advisers had about $1.5 million in annual revenues when they were at the wirehouse, according to the regional firm.
December 6 -
The firm’s latest recruit has 16 years of industry experience.
December 5 -
The number of hurdles will stay the same under the 2017 plan, a source familiar with the matter says.
December 2 -
The new recruits joined the regional firm from Wells Fargo Advisors.
December 1 -
Why executives think forthcoming technologies will secure the firm’s lead as a digital innovator.
November 30 -
The team's three advisers all worked at the wirehouse for more than two decades.
November 28 -
The team leader is an industry veteran who spent 23 years at Wells Fargo and its predecessor A.G. Edwards.
November 22 -
The group, led by two brothers, joined the firm as partners and opened a new office for Noyes. It's now the firm's largest branch.
November 21 -
The wirehouse's moves are intended to remain competitive in the recruiting contest for top brokers.
November 21 -
The planners left J.P. Morgan, UBS and Merrill Lynch to go into business for themselves.
November 17 -
The regional firm ups its recruiting momentum with two wirehouse advisers.
November 17 -
The new hires come from RBC, UBS and First Republic.
November 17 -
The new recruits come from Stifel and IBD ValMark.
November 14 -
The adviser joins the regional BD during a push to grow the firm.
November 11 - JPMorgan nixes commissions on retirement accounts, possibly signaling fiduciary rule’s staying power
Coming right after Trump’s victory, the move may be an early indication firms believe the regulation will survive.
November 10 -
A friendly memo to help top regulators in the next administration set priorities. One key point: planners and fee-compensated IRAs are the least of your worries.
November 9





















