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The broker-dealer nabbed three planners from Wells Fargo, one from Morgan Stanley.
November 2 -
The group opted to join the corporate RIA at the Ladenburg IBD with an eye toward greater independence with some outsourced tasks.
November 1 -
Executives at the beleaguered firm say they are focused on quality, not quantity.
October 12 -
John Gregory Schmidt allegedly devised a 14-year scheme that straddled his time with Stifel and Wells Fargo.
September 25 -
The move is intended to improve operational efficiency.
August 30 -
The regional BD continues its recruiting spree, adding to the more than 400 advisors it’s already hired in the past year.
August 10 -
The firm’s partners met while employed as advisors at Merrill Lynch, and later switched to Wells.
August 2 -
Advisor attrition is up at the beleaguered firm, but it doesn't have to be.
July 20Elite Consulting Partners -
Total broker head count dropped by 173 from the prior quarter, according to the wirehouse.
July 13 -
Industry changes and ongoing bank scandals have tilted the playing field in favor of smaller brokerages.
July 9