Jessica Mathews is an associate editor for Financial Planning. Follow her on Twitter at @jessicakmathews.
-
APIs, proprietary funds, customer service issues: executives explain what they’re planning as their company hits $6.7 trillion in client assets.
February 4 -
A new committee staffed by CFP pros and others is tasked with refreshing what consequences advisors will face for failing to comply with the board’s standards.
February 1 -
The systems are expected to be updated by the end of April, following calls from financial advisors on social media to make a change.
January 29 -
CI Financial has inked 14 deals for RIAs in less than a year — taking the lead in a hot M&A market.
January 28 -
Among the new hires is Scott Collins, former head of brokerage independence and institutional sales consulting. He is one of many ex-TD Ameritrade alums seeking new employment after Charles Schwab acquisition’s of the firm.
January 26 -
The CEO of three-generation family firm says they wanted to remove conflicts of interest and offer banking and trust services to clients.
January 22 -
BNY Mellon’s custodian is growing, even as it loses some major clients amid industry consolidation.
January 21 -
Kathy Murphy played a key role in scaling the company’s retail advice channel.
January 21 -
The ex-Morgan Stanley and Merrill Lynch advisors join the wealth manager, which has been aggressively recruiting in recent months.
January 19 -
Even as the numbers improve, Black and Hispanic advisors are still vastly underrepresented within the industry.
January 14