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The potential acquisition would unite two firms that custody assets for more 7,000 independent advisory firms.
November 21 -
he potential acquisition would unite two firms that custody assets for more 7,000 independent advisory firms.
November 21 -
As Bob Dylan once sang, “the times they are a-changin.”
November 18Mark Elzweig Co. -
Clients opened 142,000 new accounts last month after Schwab escalated the brokerage industry's price war.
November 15 -
Advisors will be able to offer “different types of lending,” CEO Walt Bettinger tells planners at the company’s Impact conference.
November 5 -
With tens of thousands of certificants affiliated with giant BDs, the documents required by the new standards are making their conflicts of interest plain as day.
October 31 -
Strategies may include building out RIA channels and cash sweep programs in efforts to make up for revenue declines.
October 25 -
By slashing fees, custodians are also eliminating special ETF platforms they had spent the past five years building out.
October 22 -
The move follows similar offers from other major brokerages in the last two weeks, as firms race to woo clients with the lowest-priced products possible.
October 21 -
Advisors are not "non-for-profits,” CEO James Gorman said.
October 17