Earnings
Earnings
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CFO Paul Donofrio said advisors are embracing the firm's growth initiatives and incentives laid out in the 2018 compensation plan.
April 16 -
The brokerage ranks shrank by 258 from the year-ago period.
April 13 -
The firm warned Friday that it may take a charge of as much as $1 billion to settle a U.S. probe of its consumer business.
April 13 -
Short sellers tend to go against the tide, making investments based on a belief that a stock is going to tank. These 10 banks have drawn the greatest amount of short-interest activity recently.
April 4 -
The CEO of the firm’s parent says it expects to trim hundreds more advisors from its ranks over coming months.
February 20 -
The firm had strong net inflows to its U.S. Income Fund as well as strategies including long duration and income.
February 16 -
More than $34 billion in client assets moved into the No. 1 IBD’s fold in the first part of the acquisition.
February 2 -
Headcount dropped by 413 brokers year-over-year, but productivity per FA jumped by 29%.
February 1 -
CEO Jim Cracchiolo says the firm’s headcount is poised for growth again following a stagnant year.
January 25 -
Headcount is down by 200 compared to a year-ago.
January 22 -
CEO is right to resist the temptation of a more drastic overhaul.
January 22 -
The former underdog is settling into its role as one of Wall Street's more well-balanced firms.
January 19 -
Wealth management has “only increased in relevance as it’s continued to grow,” CFO Jon Pruzan said.
January 18 -
The firm also reported that its advisor ranks were up 2% year-over-year, boosted by its training program.
January 17 -
Fourth-quarter profits ticked up a modest 1% year-over-year to $659 million even as number of advisors dropped 2%.
January 12 -
While banks will likely benefit from the lower rate, the new law requires charges in the near-term.
January 5 -
One strategy to enhance financial prospects is to get a part-time job via the gig economy.
January 2 -
Wall Street doesn’t think corporate America will have a hard time coming up with those employee bonuses that were promised after taxes were slashed.
January 2 -
Broker headcount declined to 6,861, a 3% drop from 7,087 in the year-ago period.
October 27 -
CEO Dan Arnold said the acquisition of NPH’s assets will serve as a model for the future.
October 27



















