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The 33-year-old advisor allegedly spent clients’ money on luxury items and business expenses for his startup.

Jonathan A. Ballan is Partner and Head of Infrastructure and P3 Finance at Harris Beach Murtha. He served as Chairman of the New York Municipal Assistance Corporation, Chairman of the New York Public Asset Fund, and on the MTA Board and SONYMA Board.

Funds at the top have notched triple digit returns in the last year.

Tracee E. Davis is an attorney with Seyfarth Shaw.

Tonya Esposito is an attorney with Seyfarth Shaw.

Financial inclusion is a key enabler to reducing poverty and Fintech is leading the way forward. New businesses and creative banking services are emerging with new means of providing financial services to the financially underserved. But technology is just part of the equation, not the whole solution. Join Daniel Wolfe, Editor-in-Chief of PaymentSource as he explores the issues surrounding financial services as infrastructure and how it can address the wealth gap in various communities with our special guests Wole Coaxum, Founder & CEO of MoCaFi and Marc Weill, Partner & Senior Advisor at Two Sigma Ventures.

Interim CFPB Director Dave Uejio expressed concern that financial institutions have dragged their feet in resolving disputes with consumers for service issues during the pandemic.

Industry insiders discuss how they are using fintech to meet evolving client demands.

More than one-third of U.S. brokerage clients opened their first accounts in 2020, according to new research from the FINRA Foundation.

Companies with a high level of intellectual capital tend to be less cyclical and that capital -- patents, trademarks, ideas -- gives them a bigger moat to defend against competitors.