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Former employee alleges financial-wellness guru’s firm selectively enforced “Christian” rules forbidding extramarital sex for staffers.

After a month of failed attempts to recover the cash, a Louisiana woman was arrested on charges of bank fraud, theft and illegal transmission of monetary funds.

New flows to traditional fixed income investments remain strong, according to Cerulli Associates data.

Evan Schottenstein, without admitting or denying the findings, agreed to the sanction after FINRA concluded he wasn’t complying with its investigation.

Advisor Kristin Bartlow brings a team of four managing $195 million in client assets to Journey Strategic Wealth.

Lisa Quadrini had worked with the practice during her earlier tenure with Merrill Lynch, and she’s now launching its new office.

A new initiative called Operation Hidden Treasure is only the latest in the service’s approach.

Investors are pouring money into U.S. listed products as stocks continue to reach all-time highs and the economic recovery heats up.

The acquisition will add $124 billion of European AUM and give Ameriprise access to the Canadian bank’s ESG strategies. It will also initiate a distribution relationship with the Bank of Montreal’s North American wealth management business.

The quartet of advisors picked the nation’s largest IBD out of the increasing number of suitors available to ex-employee practices.

Financial advisor Hannah Moore and more than 60 presenters are expanding access to instruction and networking for aspiring and underrepresented advisors.

Rep. Lloyd Smucker's legislation is in line with a request from accounting and tax professional groups.

The Samsung dynasty’s art collection, including classic paintings by Picasso and Monet, is estimated to be worth between $2.2 billion and $2.7 billion.

Permanent life insurance has a bad reputation. Here’s what financial advisors think about its potential for retirement planning if taxes rise under Biden.

Clients poured about $1.25 billion into the fund in its first day of trading.

Unlike competing financial services firms, the asset manager has agreed to undergo a racial audit.

Harvest’s micro-saving and investing technology is designed to turn spenders into savers, and eventually into investors.

Amanda Daugherty accused the wealth manager of gender-based discrimination and unlawful termination.

Notice 2021-25 offers details on a provision of the COVID-19 relief package from last December that allows a temporarily larger deduction.

NCCPAP’s Stephen Mankowski shares details from the service on filing date extensions and more.