Organization Root Tag

The change will affect continuing education immediately and certification examinations starting in March 2022.

It’s yet another revenue stream that may face pressure after the custodian spawned a race to zero commissions more than a year ago.

Virtual training and orientation, including any licensing needed, will begin in July.

The recruit oversaw more than $650 million in client assets while at his former employer.

The Internal Revenue Service responded Tuesday to calls for extending more tax deadlines by giving taxpayers until May 17 to make IRA and HSA contributions and file some refund claims.

Anthony Diaz began the sentence immediately after a hearing in which a victim said he should “rot in hell” for the felonies.

Advisors can use Digital Wealth Overview to send an automatically-produced animation that gives a comprehensive look at financial accounts.

Impact investment manager Rachel Robasciotti and other advocates say the private proceedings are harmful to victims and helpful to firms protecting serial harassers.

Keith Beverly, one of a handful of Black CFP-CFA holders, is pushing to mint more.

Guidance from the IRS can be confusing, explains Bloomberg’s Alexis Leondis.

For just $1,000, clients can sign up for the firm’s purely digital automated advice service.

The long-simmering dispute spotlights the sometimes fraught nature of advisor career moves.

In new academic research, experiments involving selections of YouTube videos shed light on the psychology of conflicts of interest.

Given the current nest egg shortfall in America, and that $1.7 trillion may not move the needle, Bloomberg’s Nir Kaissar says the message to save is key.

The online lender said it would give clients with more than $3,000 in their accounts the ability to invest in initial public offerings.

The moves come just one day after BlackRock announced reductions on $7.6 billion of its style funds.

The recruits come from Merrill Lynch, Wells Fargo and Morgan Stanley.

JPMorgan Chase said it plans to hire 300 additional Black and Latino wealth advisors by 2025 to serve more clients from those communities and allow employees from diverse backgrounds to advance in their careers.

Rule 11870 permits member firms to use them rather than obtaining an affirmative authorization from the client — in certain situations.

Financial advisor Christian D’Urso spends his mornings hiking, kayaking or biking, and his afternoons running a $110 million advisory business on the water.