Commonwealth Financial Network

A clear path has emerged after historic revenue drops among the top independent broker-dealers.

See which independent broker-dealers outpaced their peers at the top line.

The firm says it could delay changes it pledged to make to comply.

Key questions to ask when firms choose to rely on the best interest contract exemption. Some policies may drive advisers away.

CEO Wayne Bloom says the threat of lawsuits in the wake of the new regulation prompted the change, which could be a first among IBDs.

See which independent broker-dealers are beating their larger competitors in attracting new client assets.

See which independent broker-dealers have the highest revenue.

See which independent broker-dealers have the most high-end reps, plus dive into the average production for the top 10.

These firms reported the highest share of accounts topping $100,000.