Morgan Stanley

The recruits are a boost to the growing regional firm's footprint.

As RIAs and regulations reshape the industry, the concern is real, a new Cerulli report says.

Greg Fleming was tapped to become CEO of the newly formed Rockefeller Capital Management.

Independent and regional firms have been maintaining strong appeal with new recruits.

The new hires join the wirehouse from rivals Morgan Stanley and Merrill Lynch.

The regional BD is on a recruiting roll, having poached two of the wirehouse’s teams this week.

27 firms have signed on to the standard, but state regulators and industry groups are pushing for more.

Eaton Vance, Morgan Stanley and Putnam executives want to learn how new technology can be leveraged.

The move is the fourth major recruiting announcement for the firm this month.

The wirehouse failed to properly supervise more than $33 billion worth of UIT transactions, according to FINRA.

Managers in the space have been raising cash at their fastest pace since 2013.

The market is estimated to be worth over $8 trillion in the U.S. alone.

The advisors join the regional BD’s offices in Chicago and Nashville, Tennessee.

Even though MiFID II doesn't go into effect until Jan. 3, executives have complained they still lack clarity about its rules.

One of the new hires cited the regional firm's financial planning expertise as a reason he made the move.

The defendants profited more than $3 million by trading before and after mergers and acquisitions were announced, according to U.S. prosecutors.

Regional brokerages and firms that assist breakaway advisors have been picking off top talent at the wirehouses.

Aaron Parthemer misrepresented investments to his pro athlete clients, the regulator claims.

The new European Union rules were discussed on 50 earnings calls since BlackRock reported results on July 17, up from 17 mentions in May and June.

Let's have a robust discussion about how to improve outcomes for clients, but let's stop inventing bogus reasons why we shouldn't look after their best interests.