Morgan Stanley

One of the new hires cited the regional firm's financial planning expertise as a reason he made the move.

The defendants profited more than $3 million by trading before and after mergers and acquisitions were announced, according to U.S. prosecutors.

Regional brokerages and firms that assist breakaway advisors have been picking off top talent at the wirehouses.

Aaron Parthemer misrepresented investments to his pro athlete clients, the regulator claims.

The new European Union rules were discussed on 50 earnings calls since BlackRock reported results on July 17, up from 17 mentions in May and June.

Let's have a robust discussion about how to improve outcomes for clients, but let's stop inventing bogus reasons why we shouldn't look after their best interests.

Phil Shaffer says changes in the business necessitated a career change if he was to maintain an edge in serving clients.

Two of the groups joined the regional firm from Morgan Stanley.

"You know the industry that we're in, it's very much word-of-mouth," says Morgan Stanley's Fulvio Urbinati.

Recognize that you can't do it all by yourself, says Morgan Stanley's Mihir Patel.

In addition to redesigning its business lines, the $48 billion firm is considering a robo, the president of its broker-dealer said.

Raymond James grabbed five multi-million teams in a month. Other firms to see big transitions include Wells Fargo and Ameriprise.

Two factors drove Morgan Stanley's Nick Kavallieratos to the top of On Wall Street's 40 Under 40 list earlier this this year.

They made the move in part because of the marketing and research resources the firm offers, says new hire Todd Kissel.

The new hire comes after the wirehouse said it would cut back on recruiting.

Outlook for faster growth is supporting developing-nation bonds despite the increase in U.S. and European rates over the past year.

Rising markets boosted revenues for wealth- and asset-management arms at the largest U.S. banks to $18.4 billion in the second quarter, according to data compiled by Bloomberg.

The firm needs a digital advice offering for clients who don't want a traditional relationship, CEO James Gorman said.

Convinced that clients want as much human interaction as ever, the Wall Street firm is using machine learning to help its financial advisers stay informed and work efficiently.

If a farm machine run by one person replaced nine laborers, why wouldn’t that analogy apply to the business of investment advice and asset gathering?