Morgan Stanley

The new hires generated almost $2 million in annual revenue, according to the regional firm.

The agency's staff has recommended filing an enforcement action against two Barclays bankers, according to records filed with FINRA.

You pick a fund for your client and it returns 20%. You're a genius – until you realize the benchmark returned 23%. Here are the top overachievers.

The group joined the regional broker-dealer from Morgan Stanley.

The regional firm continues to snatch multi-million dollar teams from the wirehouses.

The group says it wanted to offer clients greater transparency.

Experts say conditions are right for allocations to return to their peak in 2013, potentially unleashing $350 billion of new money.

The wirehouse said recently it plans to stop recruiting experienced advisers, but made an exception if talks with recruits started before June 1.

The cases stem from the investment advice given by a now barred broker, who is accused of soliciting funds for a Miami Beach nightclub he owned.

Money’s not leaving the markets, but rather moving in an “old fashioned” rotation that favors value stocks and small-caps at the expense of tech.