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Recruitment is ongoing — not a one-time sales pitch.
July 2
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The combined AUM of the top 10 companies has soared by 60% to more than $770 billion over the past five years.
July 1
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The independent broker-dealer has seen significant growth in the last three years.
June 27
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The St. Louis-based firm is looking to hire advisors from wirehouses, says head of recruitment John Pierce.
June 20
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One team set up an independent practice while the other signed on with the firm’s employee broker-dealer.
June 19
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The firm agreed to “remove language that formed the basis of the alleged misrepresentations."
June 14
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Recent lawsuits highlight the unpredictable nature of litigation in a post-Broker Protocol world.
June 13
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The fast-growing firm now has more than 100 brokers.
June 10
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The recruits also opened a new branch for the regional BD.
June 4
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One advisor has more than three decades of experience in the business.
June 4
