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As New Jersey’s regulators move forward, trade groups and executives warn of increasing compliance costs.
May 3
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The new recruits signed on with the firm’s independent and employee broker-dealer units.
May 2
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For one of the new hires, the move was about getting back to “a culture of a smaller, more personalized firm.”
April 26
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The regional BD adds two teams with $373 million in assets.
April 26
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The company hopes to recruit new advisors by taking a version of its home office tour on the road.
April 25 -
The advisors join from Merrill Lynch, Raymond James, U.S. Bancorp and Investment Professionals.
April 23
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On Wall Street analyzes starting payouts at leading wealth management firms.
April 22 -
The recruits joined from Merrill Lynch, Wells Fargo Advisors, SunTrust and Snowden Lane Partners.
April 18![ows_03_26_2019 Advisor headcount Raymond James and wirehouses fourth quarter 2018 earnings [updated w_ no dek].png](https://arizent.brightspotcdn.com/dims4/default/0b61dd9/2147483647/strip/true/crop/3560x2003+0+159/resize/1280x720!/quality/90/?url=https%3A%2F%2Fsource-media-brightspot.s3.us-east-1.amazonaws.com%2Feb%2F8c%2F49116331437ca7993cf8707cd8cb%2Fows-03-26-2019-advisor-headcount-raymond-james-and-wirehouses-fourth-quarter-2018-earnings-updated-w-no-dek.png)
![ows_03_26_2019 Advisor headcount Raymond James and wirehouses fourth quarter 2018 earnings [updated w_ no dek].png](https://arizent.brightspotcdn.com/dims4/default/4836f9c/2147483647/strip/true/crop/3560x2003+0+159/resize/1440x810!/format/webp/quality/90/?url=https%3A%2F%2Fsource-media-brightspot.s3.us-east-1.amazonaws.com%2Feb%2F8c%2F49116331437ca7993cf8707cd8cb%2Fows-03-26-2019-advisor-headcount-raymond-james-and-wirehouses-fourth-quarter-2018-earnings-updated-w-no-dek.png)