Raymond James Financial

The regional firm recruited its first adviser for Alex. Brown since acquiring the unit in September, and will reopen an old office in Annapolis, Maryland.

Key questions to ask when firms choose to rely on the best interest contract exemption. Some policies may drive advisers away.

Sacha Millstone takes up the cause working with Gooding, an indie band that uses music to teach young people how to make better decisions about their money.

Here's why holistic planning deserves another look.

The group's leader comes with 26 years of industry experience.

The new executive moved to the regional firm only seven months ago from Morgan Stanley.

Clients appreciate the depth of expertise that a practice can provide.

The three recruits joined the independent firm from Wells Fargo and Edward Jones.

How some firms bypass traditional methods and offer points and rewards programs.

Try this low-key approach with clients for maximum success.

Try this low-key approach with clients for maximum success.

Two industry veterans joined the fast growing regional brokerage firm.

"We fully expect to offer a range of options to help our clients," CEO Paul Reilly said.

Wirehouse system and supervisory failures are just the start.

Using these all-in-the-family approaches may be a planner's best way to serve clients and stand out, even against robo competitors.

Which banks are advisers moving to? 12 recently jumped to Associated Bank, BNY Mellon, Pinnacle Bank and U.S. Bank from myriad financial institutions.

Plus, Merrill Lynch grabs UBS planners who managed $750 million in client assets.

Three advisers opened a new office for the independent firm, which is affiliated with Raymond James.

The new recruits joined the regional firm's employee channel.

One of the new recruits was previously affiliated with Raymond James as an independent adviser for about a decade.