Stifel Financial

"It's always nice when one poker player folds and it's down to two or three players," one recruiter says.

The two veteran advisers were legacy Morgan Keegan, a brokerage Raymond James acquired in 2013, On Wall Street learns exclusively.

The group is led by an industry veteran of almost 40 years.

The firm won a rejection of her $1 million claim, promissory note damages, legal fees and interest.

Which firms showed “meaningful progress” in improving client experience? And which one slipped?

The former Barclays broker still owes more than $460,000, a FINRA arbitration panel ruled.

The new hires join the regional BD from Baird.

The value of equities has risen to a level not seen since the dot-com bubble.

The firm also recruited an international wealth management team that oversaw $576 million, according to our latest roundup of recent hires and moves.

The three recruits all have past work experience at A.G. Edwards.

An adviser at the firm squandered the aging clients' retirement money on oil and gas investments and Puerto Rico bonds, their lawyer said.

The new hires are both industry veterans of more than two decades.

Ronald Kruszewski says a shift in the size of transition packages, made in response to the fiduciary rule, "benefits us competitively."

The firm's latest hire had spent 17 years at Raymond James and its predecessor firm, Morgan Keegan.

Plus: A Morgan Stanley grab totals $410 milllion in combined AUM and more than 30 other job changes.

Collectively, this year’s mega movers managed more than $23 billion in client assets.

From regulators to technology providers to CEOs, these are the players who will remake wealth management in 2017.

Exclusive: The regional firm picked up two groups of recruits from Wells Fargo and Merrill Lynch.

The new recruits joined the regional firm from Wells Fargo Advisors.

The former broker is accused of making false claims about his client list at Stifel to earn a compensation advance from another firm.