UBS

Wirehouses, broker-dealers and banks unveiled client-friendly policies while asking the agency for further delays.

The Swiss firm picked up a team that oversaw approximately $900 million in client assets.

The wirehouse announces another huge hire weeks after saying it would be cutting back on recruiting.

The two advisers generated $7 million in annual revenue, according to their new employer.

He concealed 300 transactions over two years while raking in millions of dollars, investigators say.

The wirehouse had held back on finalizing some aspects of its fiduciary implementation plan until the rule's fate was clearer.

The new offering would enable the firm to serve "more than their traditional wealth management needs," an executive said.

It seems that a long bull market in transition deals may be coming to an end.

The broker says the decision to switch firms was "an easy one."

Led by a 33-year industry veteran, the group joins the regional firm from UBS.

The new hires joined from UBS and Morgan Stanley, according to the firm.

Switching firms can be a herculean task, but independent firm Steward Partners furnishes ex-wirehouse advisors with teams of specialists to ease the process.

The advisers generated over $2 million in annual revenue, On Wall Street learns exclusively.

The newcomer from UBS will help oversee a unit that has grown to just over 3,000 advisers.

Each of the group's three advisers has more than 20 years of experience in the industry.

The group is led by an industry veteran of almost 40 years.

The wirehouse’s pre-tax earnings jumped 42% year-over-year despite losing 176 advisers in that time.

UBS and Merrill lose four advisers in HighTower's seventh deal of the year.

The group consists of two advisers who generated $2.7 million in annual production, according to RBC.

A comparison of starting payouts under this year's compensation plans.