UBS

Despite the trend away from actively managed mutual funds, the firm is bolstering advertising efforts and adding new products to lure clients.

The boutique firm is looking to expand to new markets, says Ryan DeVore, the firm's head of Private Client Advisors.

The regional brokerage firm recruited its second wirehouse group this week.

Demographics and competitive forces are destined to weaken the determination to avoid expensive recruiting packages.

The wirehouse files for a restraining order in wake of move to Dynasty.

New firm FallLine Securities caters exclusively to advisers serving ultrawealthy clients.

Corporations, banking trade groups and consumer advocates are looking for favorable legislation from Congress.

The proposal comes as the gap between elevated Indian asset prices and anemic earnings growth spurs warnings of unfettered optimism in Asian markets.

Though the wirehouse notched impressive wins, Merrill wasn't the only firm to land elite recruits recently.

The promotion comes as wealth management firms accelerate efforts to roll out digital advice platforms.

Wirehouses, broker-dealers and banks unveiled client-friendly policies while asking the agency for further delays.

The Swiss firm picked up a team that oversaw approximately $900 million in client assets.

The wirehouse announces another huge hire weeks after saying it would be cutting back on recruiting.

The two advisers generated $7 million in annual revenue, according to their new employer.

He concealed 300 transactions over two years while raking in millions of dollars, investigators say.

The wirehouse had held back on finalizing some aspects of its fiduciary implementation plan until the rule's fate was clearer.

The new offering would enable the firm to serve "more than their traditional wealth management needs," an executive said.

It seems that a long bull market in transition deals may be coming to an end.

The broker says the decision to switch firms was "an easy one."

Led by a 33-year industry veteran, the group joins the regional firm from UBS.