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The broker-dealer nabbed three planners from Wells Fargo, one from Morgan Stanley.
November 2
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The group opted to join the corporate RIA at the Ladenburg IBD with an eye toward greater independence with some outsourced tasks.
November 1
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Executives at the beleaguered firm say they are focused on quality, not quantity.
October 12
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John Gregory Schmidt allegedly devised a 14-year scheme that straddled his time with Stifel and Wells Fargo.
September 25
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The move is intended to improve operational efficiency.
August 30
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The regional BD continues its recruiting spree, adding to the more than 400 advisors it’s already hired in the past year.
August 10
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The firm’s partners met while employed as advisors at Merrill Lynch, and later switched to Wells.
August 2
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Advisor attrition is up at the beleaguered firm, but it doesn't have to be.
July 20
Elite Consulting Partners -
Total broker head count dropped by 173 from the prior quarter, according to the wirehouse.
July 13 -
Industry changes and ongoing bank scandals have tilted the playing field in favor of smaller brokerages.
July 9
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The wirehouse's latest initiative is effectively a way for the firm to circumvent the protocol without actually getting out of it.
June 25Elite Consulting Partners -
Such a move would also coincide with efforts to cut costs in the bank's wealth management business by $600 million by 2020.
June 19
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The new hires from Merrill Lynch and JPMorgan are welcome news for the embattled bank’s wealth management division.
March 22
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One recruiter says, "If I'm an advisor at Wells Fargo right now, I have to ask myself is this the firm I want to tie my future to?"
March 2 -
A disaffiliation fee of $4,500 applies to advisors leaving the IBD, but the policy could change.
February 6
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The bank is removing hurdles to employee advisors switching channels among other recent initiatives.
January 30 -
The planner wasn’t happy with the direction his former firm was pushing its advisors.
January 25
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The seven new hires joined both the independent and employee channels.
December 14
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Morgan Stanley alone lost 11 teams managing about $7 billion after its abrupt exit from the protocol pact, according to recent hiring announcements.
November 27
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The brokers joined Wells Fargo's independent broker-dealer.
November 3
