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Claims and counterclaims fly as arbitration panel orders an advisor to repay $1.66 million in promissory notes, but that's not the last word in this nearly five-year long dispute.
August 29
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Danny Ludeman had worked at the wirehouse from 1999 to 2014.
August 6
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Former retail brokerage head David Kowach is moving to the consumer bank.
August 1
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The new recruits came at the expense of wirehouse rivals Merrill Lynch and Wells Fargo.
July 25
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Michelle Rudd opened a new office for Summit Trail Advisors, a $5 billion independent firm.
July 24
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The beleaguered bank has suffered from attrition since a fake accounts scandal rocked the firm in 2016.
July 17
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An advisor of 36 years, Jay Mastilak moved to Stifel from Wells Fargo.
July 3
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The independent broker-dealer has seen significant growth in the last three years.
June 27
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Six months in, the wirehouse is taking an unusually hands-on approach in its first foray into the RIA space.
June 24
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The fate of Mary Mack is drawing attention because there are so few women within reach of the CEO suite across the nation’s 10 biggest banks.
June 21
