Wells Fargo Advisors

The firm also scooped up a market manager from Stifel.

On Wall Street's annual ranking of successful young planners.

The new recruits joined the firm's independent and employee channels.

On Wall Street's annual ranking of successful young planners.

The rep purportedly stole $8,700 from an account funded with donations, according to FINRA.

On Wall Street's annual ranking of successful young planners.

The spat between the firms started when the regional BD recruited a group of advisers who collectively oversaw about $1.1 billion in client assets.

The advisory business ended the year on a strong note, boosted by growth in net interest income, which rose 14% year-over-year.

The changes are the first under David Kowach, who became president of the wirehouse's traditional employee broker-dealer late last year.

Plus: A Morgan Stanley grab totals $410 milllion in combined AUM and more than 30 other job changes.

Black employees at the firm say lucrative client accounts were often steered toward financial advisers who weren’t black.

The group is led by a veteran adviser who started her career in the late 1980s.

The regulator said "significant deficiencies" affected hundreds of millions of records.

The new hires opened two offices for the regional BD.

Lawyers have filed FINRA arbitration claims alleging the bank deprived them of their bonuses.

Her proposal to expand a probe into possible sales abuses was met by resistance from an executive who didn’t want to alienate the bank.

The wirehouse will leave its core pay grid untouched for 2017.

The group of industry veterans had $1.7 million in annual production, according to the regional BD.

The regulator is concerned that Wells Fargo did not follow proper procedures in notifying former reps of their U5 filings and that the information contained in them was not correct.

From regulators to technology providers to CEOs, these are the players who will remake wealth management in 2017.