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One of the biggest notable losses came from Merrill Lynch, which lost a team managing $1 billion to the independent space.

The advisor, a former employee, has been soliciting more than two dozen clients at the bank, JPMorgan says.

The new fee system will impact more than 800,000 customers.

Making the right hire can ease workloads and free up time to spend catering to clients' needs.

The shake up could strand investors with hard-to-trade securities.

The self-regulatory body says working with data aggregators increases the risk of cyber fraud, unauthorized transactions and identity theft. But aggregators say other links in the information chain are more vulnerable.

Your client’s long life could be the death of their retirement savings

Bill Hamm’s Independent Financial Partners has grown more than fivefold in 10 years with the No. 1 IBD.

Advisors should conduct a comprehensive suitability analysis before initiating 1035 exchanges.

One couple in their eighties invested more than $700,000 with the alleged schemers, representing almost the entirety of their cashed-out pension, regulators say.

Research firm Spectrem Group tracked new highs in 2017 across the mass affluent, millionaire and UHNW segments.

The WiseBanyan platform currently has $153 million in assets under management and 32,000 clients.

Candidates need to demonstrate how they have improved their firm's marketing, technology or operations.

It pays to review the differences between traditional and Roth IRAs.

Like other broker-dealers, the firm is far from achieving a ratio of 50/50 men-and-women planners.

Veteran financial advisors need to play an active role in coaching the next generation. Are you an effective mentor?

Many advisors feel like they don't have a compelling personal story, but they probably do — they just have to discover it.

Chances are, you’ve never used it — or even noticed it.

Audit rates are dropping, but there are still triggers that taxpayers can avoid to further reduce their risk.

The Roth IRA has very low contribution limits, while those in high-income groups may not qualify to contribute to the account.