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Retirees are advised to adopt a less aggressive approach to investing and reduce their risk exposure.

Implementation of fiduciary rule could drive more IBDs to seek safe harbor with large partners.

The group says it wanted to offer clients greater transparency.

The firm has collected more than $1.1 million in arbitration cases so far this year.

The new hires help the firm further expand its presence in the Southeast, an executive says.

Clients should not underestimate the impact of taxes on their income after they retire, as their tax liability could reduce substantially their net earnings.

For clients who crave consistency and aren’t trying to blow the doors off, these funds are worth a look.

Regulators now use deeper dives into specific areas rather than broad probes, experts say.

More than half of active equity products have beaten their benchmark indexes in the first quarter, JPMorgan Chase data show.

The bank derives 15% of its revenues from insurance but it has set a long-term target of getting that to 20%.

The wirehouse pullback on recruiting is seen as an opportunity for regional firms, a recruiter says.

A long-running argument might yield a different conclusion depending on whether you are using S&P, Morningstar or Russell to provide your benchmark.

Private equity investors are "salivating" as they see inefficiencies to exploit in the financial advice industry.

Planners using the latest digital tools report higher AUM than their colleagues, Fidelity says.

June 19: ETFs, industry experts say, are being boosted by adoption of new technology, product innovation and regulatory changes.

Retirees who retire before 65 and want to reduce their premiums are advised to keep their taxable income between $12,060 and $48,240 (for singles) or $16,240 and $64,960 (married couples).

Data reported by the Investment Company Institute.

Advisers face fewer choices for clients as both the rule and SEC enforcement roil the market.

We reshuffled the ranking to list advisers by their production as a ratio of their AUM. Here are the top 25.

Even as the board seeks stricter fiduciary rules, there are concerns about loopholes on conflicts and commissions.