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Getting them right can be the key to a pain-free succession.

"This space is getting more diverse, and change is coming from all directions," says Alois Pirker, research director for Aite Group's Wealth Management practice.

Studies show smart beta beating their benchmarks more than active managers.

Wealth management platforms are in a steady buying spree, snapping up tech firms that can give them extra features to offer clients.

Russell Investments’ global head of product services says hiring a diverse team is key for strategic planning.

Investors are more likely to invest less aggressively over the years even if the decision does not make sense, according to a new study.

When markets are high, everyone feels like genius, but they still have to pay expenses. Help clients keep them low.

The impact of the SEC modernization ruling, coupled with demands from other regulatory bodies around the world, cannot be understated.

Former Vanguard CEO Jack Brennan says the Labor Department has already succeeded in swaying firms and investors over to best-interest advice.

Led by a 33-year industry veteran, the group joins the regional firm from UBS.

Many government retirement benefits are taken for granted by advisers, but still confuse clients. Here's what needs special attention.

Distributors on the continent are already signaling that they’ll offer a narrower range of funds as a result of MiFID II rules.

This can help show what is working well and what needs to be enhanced or revamped.

Assets invested in the $2.2 billion fund have jumped this year more than any U.S. product of its kind.

One explanation for interest in the funds may be found in the bond market.

In 2016, the SEC brought a record 868 cases, including 173 against broker-dealers and advisers and 159 against investment companies.

She joined Hennessy Funds as a receptionist nearly 28 years ago. Today Nilsen is chief financial officer and chief operating officer of the firm.

Most Americans are saving too conservatively to generate the income they'll need in retirement even after accounting for Social Security.

The regional firm's latest hires come just a week after it hired a Morgan Stanley branch manager.